As filed with the Securities and Exchange Commission on November 30, 2023.
Registration No. 333-
S-4MEF: A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-4
Published on November 30, 2023
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-4
REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
PROOF ACQUISITION CORP I
(Exact Name of Registrant as Specified in Its Charter)
Delaware |
| | 6770 |
| | 86-2707040 |
|
(State or Other Jurisdiction of
Incorporation or Organization)
|
| |
(Primary Standard Industrial
Classification Code Number)
|
| |
(I.R.S. Employer
Identification Number)
|
11911 Freedom Drive, Suite 1080
Reston, VA 20190
(571) 310-4949
(Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant’s Principal Executive Offices)
John C. Backus, Jr.
Chief Executive Officer
11911 Freedom Drive, Suite 1080
Reston, VA 20190
(571) 310-4949
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Copies to:
|
Scott D. Fisher
Steptoe & Johnson LLP
1114 Avenue of the Americas
New York, NY 10036
(212) 506-3900
|
| |
Jennifer Liotta
General Counsel
Volato, Inc.
1954 Airport Road, Suite 124
Chamblee, GA 30341
(904) 539-7404
|
| |
F. Reid Avett
Damian C. Georgino
Womble Bond Dickinson (US) LLP
2001 K Street, NW, Ste. 400 South
Washington, DC 20016
(202) 857-4425
|
Approximate date of commencement of proposed sale of the securities to the public: As soon as practicable after the effective date of this registration statement.
If the securities being registered on this Form are being offered in connection with the formation of a holding company and there is compliance with General Instruction G, check the following box. ☐
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☒ 333-274082
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer ☐ |
| | Accelerated filer ☐ |
Non-accelerated filer ☒ |
| | Smaller reporting company ☐ |
| | | Emerging growth company ☒ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
If applicable, place an X in the box to designate the appropriate rule provision relied upon in conducting this transaction:
Exchange Act Rule 13e-4(i) (Cross-Border Issuer Tender Offer) ☐
Exchange Act Rule 14d-1(d) (Cross-Border Third-Party Tender Offer) ☐
The Registration Statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) under the Securities Act of 1933, as amended.
EXPLANATORY NOTE
This Registration Statement on Form S-4 is being filed with respect to the registration of the issuance of an additional 1,050,000 shares of Class A common stock, par value $0.0001 per share (“Class A Common Stock”), of PROOF Acquisition Corp I, a Delaware corporation (the “Registrant”), to certain stockholders of Volato, Inc., a Georgia corporation (“Volato”), immediately preceding the consummation of the business combination contemplated by the Business Combination Agreement, dated as of August 1, 2023, entered into by the Registrant, PACI Merger Sub, Inc., a Delaware corporation and Volato, pursuant to Rule 462(b) under the Securities Act of 1933, as amended, and General Instruction K to Form S-4.
This Registration Statement relates to the Registrant’s Registration Statement on Form S-4 (File No. 333-274082) (the “Prior Registration Statement”), initially filed by the Registrant on August 18, 2023 and declared effective by the Securities and Exchange Commission (the “Commission”) on November 13, 2023. The required opinions of counsel and related consents and accountant’s consent are attached hereto and filed herewith. Pursuant to Rule 462(b), the contents of the Prior Registration Statement, including the exhibits thereto, are incorporated by reference into this Registration Statement.
PART II
INFORMATION NOT REQUIRED IN THE PROSPECTUS
Item 16. Exhibits and Financial Statement Schedules.
(a) |
Exhibits. All exhibits filed with or incorporated by reference in the Prior Registration Statement on Form S-4 (File No. 333-274082) are incorporated by reference into, and shall be deemed a part of, this Registration Statement, and the following additional exhibits are filed herewith, as part of this Registration Statement: |
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Exhibit
Number
|
| | Description |
| | | Opinion of Steptoe & Johnson LLP with respect to the legality of the securities being registered |
|
| | | Consent of Marcum LLP |
|
| | | Consent of Rose, Snyder & Jacobs LLP |
|
| | | Consent of Steptoe & Johnson LLP (contained in its opinion filed as Exhibit 5.1 hereto) |
|
| | | Consent of LSH Partners Securities LLC |
|
| | | Filing Fee Table |
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Alexandra, Virginia on November 30, 2023.
| | | PROOF ACQUISITION CORP I |
|||||||
| | | | | | | ||||
| | | By: |
| | /s/ John C. Backus, Jr. |
||||
| | | | | Name: |
| | John C. Backus, Jr. |
||
| | | | | Title: |
| | Chief Executive Officer and Director |
||
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
Name |
| | Title |
| | Date |
|
| | | | | | |||
/s/ John C. Backus, Jr. |
| |
Chief Executive Officer and Director
(Principal Executive Officer)
|
| | November 30, 2023 |
|
John C. Backus, Jr. |
| | | ||||
| | | | | | |||
* |
| |
Chief Financial Officer
(Principal Financial Officer and
Principal Accounting Officer)
|
| | November 30, 2023 |
|
Steven P. Mullins |
| | | ||||
| | | | | | |||
* |
| | Director |
| | November 30, 2023 |
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Peter C. Harrison |
| | | | |||
| | | | | | |||
* |
| | Director |
| | November 30, 2023 |
|
Coleman Andrews |
| | | ||||
| | | | | | |||
* |
| | Director |
| | November 30, 2023 |
|
Mark Lerdal |
| | | ||||
| | | | | | |||
* |
| | Director |
| | November 30, 2023 |
|
Lisa Suennen |
| | |
* By: |
| | /s/ John C. Backus, Jr. |
| | |
| | | John C. Backus, Jr. |
| | ||
| | | Attorney-in-Fact |
| |
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